Article 92. Failure to obey order or regulation · MCM ¶ 18
2024 Manual for Courts-Martial, United States
Recent revisions Summary of changesMaximum punishment
DD, TF, 2 years, E-1 (but see paragraph 18d (Note), Part IV, MCM). (Category 1)
Sample specification
In that _________ (personal jurisdiction data), did, (at/on board—location), on or about _________, (violate) (fail to obey) a lawful general (order) (regulation), which was (his) (her) duty to obey, to wit: paragraph _________, (Army) (Air Force) Regulation _________, dated _________) (Article _________, U.S. Navy Regulations, dated _________) (General Order No. _________, U.S. Navy, dated _________) (_________), by (wrongfully _________).
Elements
(1) That there was in effect a certain lawful general (order) (regulation), to wit: (state the date and specific source of the alleged general order or regulation and quote the order or regulation or the specific portion thereof);
(2) That the accused had a duty to obey such (order) (regulation); and
(3) That (state the time and place alleged), the accused (violated) (failed to obey) this lawful general (order) (regulation) by (here the military judge should enumerate the specific acts and any state of mind or intent alleged which must be established by the prosecution in order to constitute the violation of the order or regulation).
Definitions & other instructions
As a matter of law, the (order) (regulation) in this case, as described in the specification, if in fact there was such (an order) (a regulation), was a lawful (order) (regulation).
General (orders) (regulations) are those (orders) (regulations) which are generally applicable to an armed force and which are properly published by (the President) (the Secretary of (Defense) (Homeland Security) (or) (a military department).
General (orders) (regulations) also include those (orders) (regulations) which are generally applicable to the command of the officer issuing them throughout the command or a particular subdivision thereof and which are issued by (an officer having general court-martial jurisdiction) (or) (a general or flag officer in command) (or) (a commander superior to one of these).
You may find the accused guilty of violating a general (order) (regulation) only if you are satisfied beyond a reasonable doubt that the (order) (regulation) was general.
A general (order) (regulation) issued by a commander with authority to do so retains its character as a general (order) (regulation) when another officer takes command, until it expires by its own terms or is rescinded by separate action.
When a general (order) (regulation) prohibits (a) certain act(s), except under certain conditions, then the burden is on the prosecution to establish by legal and competent evidence beyond a reasonable doubt that the accused does not come within the terms of the exception(s).
References
US v. Cuffee, 10 MJ 381 (CMA 1981).
Maximum punishment
BCD, TF, 6 months, E-1 (but see paragraph 18d (Note), Part IV, MCM). (Category 1)
b. SAMPLE SPECIFICATIONS:
Violation or failure to obey other lawful written order:
In that _________, (personal jurisdiction data), having knowledge of a lawful order issued by _________, to wit: (paragraph, (the Combat Group Regulation No. _________) (USS _________, Regulation _________), dated _________) (_________), an order which it was (his) (her) duty to obey, did, (at/on board— location), on or about _________, fail to obey the same by (wrongfully) _________.
Failure to obey other lawful order:
In that _________, (personal jurisdiction data), having knowledge of a lawful order issued by _________ (to submit to certain medical treatment) (to) (not to ________) (________), an order which it was (his) (her) duty to obey (at/on board— location), on or about _________, fail to obey the same (by (wrongfully) _________.
Elements
(1) That (state the name and rank or grade of the person issuing the order or regulation), a member of the armed forces, issued a lawful order, to wit: (state the date and specific source of the alleged order and quote the order or the specific portion thereof);
(2) That the accused had knowledge of the order;
(3) That the accused had a duty to obey the order; and
(4) That (state the time and place alleged), the accused failed to obey the order by (state the manner alleged).
Definitions & other instructions
As a matter of law, the order in this case, as described in the specification, if in fact there was such an order, was a lawful order.
When an order prohibits (a) certain act(s), except under certain conditions, then the burden is on the prosecution to establish by legal and competent evidence beyond a reasonable doubt that the accused does not come within the terms of the exception(s).
References
US v. Cuffee, 10 MJ 381 (CMA 1981).
Maximum punishment
(1) Neglectful or culpably inefficient dereliction of duty: 2/3 x 3 months, 3 months, E-1. (Category 1)
(2) Neglectful or culpably inefficient dereliction of duty resulting in death or grievous bodily harm: BCD, TF, 18 months, E-1. (Category 2)
(3) Willful dereliction of duty: BCD, TF, 6 months, E-1. (Category 1)
(4) Willful dereliction of duty resulting in death or grievous bodily harm: DD, TF, 2 years, E-1. (Category 2)
Sample specification
In that __________, (personal jurisdiction data), who (knew) (should have known) of (his) (her) duties (at/on board—location), (on or about __________) (from about __________ to about __________), was derelict in the performance of those duties in that (he) (she) (negligently) (willfully) (by culpable inefficiency) failed __________, as it was (his) (her) duty to do [, and that such dereliction of duty resulted in (grievous bodily harm, to wit: (broken leg) (deep cut) (fractured skull) (__________) to (________) (the death of (________)].
Elements
(1) That the accused had (a) certain (duty) (duties), that is: (state the nature of the duties alleged);
[(2)] That the accused knew of the (duty) (duties); (and)
[(2)] That the accused knew or reasonably should have known of the (duty) (duties); (and)
(3) That (state the time and place alleged), the accused was (willfully) (through neglect or culpable inefficiency) derelict in the performance of (that duty) (those duties), by (state the manner alleged); [and]
(4) That such dereliction of duty resulted in [death to (state the name of the person alleged to have died)] [grievous bodily harm to (state the name of the person alleged to have been injured), to wit: (state the grievous bodily harm alleged)].
Definitions & other instructions
A duty may be imposed by treaty, statute, regulation, lawful order, standard operating procedure, or custom of the service.
A person is “derelict” in the performance of duty when (he) (she) (willfully) ((or) (negligently)) fails to perform his/her duties (or when (he) (she) performs them in a culpably inefficient manner). “Dereliction” is defined as a failure in duty, a shortcoming, or delinquency.
(“Willfully” means intentionally. It refers to the doing of an act knowingly and purposely, specifically intending the natural and probable consequences of the act.)
(“Negligently” means an act or omission of a person who is under a duty to use due care which exhibits a lack of that degree of care which a reasonably prudent person would have exercised under the same or similar circumstances.)
(“Culpably inefficiency” is inefficiency for which there is no reasonable or just excuse.)
(That an individual reasonably should have known of duties may be demonstrated by regulations, training or operating manuals, customs of the service, academic literature or testimony, testimony of persons who have held similar or superior positions, or similar evidence.)
“Grievous bodily harm” means a bodily injury that involves a substantial risk of death, extreme physical pain, protracted and obvious disfigurement, or protracted loss or impairment of the function of a bodily member, organ, or mental faculty.
An intent to cause death or grievous bodily harm is not required.
(If you are not convinced that the alleged dereliction of duty resulted in [death] [grievous bodily harm], but you are convinced that the other elements of the offense have been proven, you may find the accused guilty by excepting the language alleging that the dereliction of duty resulted in [death] [grievous bodily harm].)
References
(1) Source of duty; violations of self-imposed duties not an offense. US v. Dallmon, 34 MJ 274 (CMA 1992).
(2) Noncommissioned officer’s failure to report the drug use of others as an offense. US v. Medley, 33 MJ 75 (CMA 1975).